OCTOBER TERM 2012 · DECIDED JUNE 17, 2013 · 5–4

570 U.S. ___ · No. 11-9335 · Argued January 14, 2013

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Alleyne v. United States

Vacated and remandedFinal ruling
jury trial rightsmandatory minimum sentencesgun crime sentencingSixth Amendmentcriminal procedure

Opinion of the Court by Justice Thomas, joined by Justices Ginsburg, Breyer, Sotomayor, and Kagan

The Supreme Court ruled that any fact which raises a mandatory minimum prison sentence must be found by a jury beyond a reasonable doubt, not decided by a judge alone.

The decision overturns a 2002 precedent and means that facts like brandishing a gun during a robbery -- which trigger tougher mandatory minimums -- now have to go to the jury, giving defendants a stronger role for the jury in sentencing across the federal system.

How it got here: A federal trial court imposed a judge-found 7-year mandatory minimum sentence; the Fourth Circuit affirmed based on Harris; the Supreme Court agreed to review whether Harris should be overruled.

The Case in Depth

What happened

A store manager was robbed while delivering daily bank deposits after Allen Ryan Alleyne and an accomplice faked car trouble to stop him. Alleyne was convicted of federal robbery and gun charges. Though the jury found he "used or carried" a firearm, it did not find that he "brandished" it, a fact that would raise his mandatory minimum sentence from five to seven years.

The question before the Court

If a jury never found that a robber "brandished" a gun, could a judge alone find that fact and use it to raise the defendant's mandatory minimum prison sentence?

Why it matters

Defendants facing mandatory minimum sentences tied to specific facts -- like brandishing or discharging a gun during a crime -- can now insist that a jury, not a judge, decide those facts beyond a reasonable doubt. Prosecutors must now charge and prove such facts to the jury, changing how thousands of federal gun and drug prosecutions are charged and tried nationwide.

What changes now

The case is sent back to the lower courts for Alleyne to be resentenced without the judge-found brandishing enhancement, using only the five-year mandatory minimum supported by the jury's actual verdict. Because this is a final merits ruling that overrules existing precedent, it applies going forward to sentencing proceedings nationwide: prosecutors must now charge and prove to the jury any fact that would raise a defendant's mandatory minimum sentence.

What this does not decide

The Court stressed that this ruling does not require juries to find every fact that merely influences a judge's discretion in choosing a sentence within an already-authorized range. Judges may still weigh facts not found by a jury when picking a specific sentence, so long as those facts don't themselves raise the mandatory minimum or maximum.

Concurrences and dissents

Concurrence — Justice Sotomayor

Justice Sotomayor agreed that Harris and McMillan were wrongly decided and explained why overruling them is consistent with the Court's usual reluctance to abandon precedent. She emphasized that the reliance interests protected by stare decisis are minimal here because prosecutors can easily charge and prove sentencing facts to a jury, and because a majority of the Court in Harris itself recognized that McMillan and Apprendi could not coexist.

Concurrence — Justice Breyer

Justice Breyer said he still personally disagrees with Apprendi, believing it wrongly blurred the traditional line between elements and sentencing facts. But he found it illogical for Apprendi to require jury findings only when a fact could raise a sentence above the range, and not also when a fact forces a judge to impose a higher sentence than he otherwise would choose, so he voted to overrule Harris to eliminate that inconsistency.

Dissent — Justice Roberts

The Framers envisioned the Sixth Amendment as a protection for defendants from the power of the Government. The Court transforms it into a protection for judges from the power of the legislature.The dissent's core objection to the majority's reasoning about the jury right.

Chief Justice Roberts argued that mandatory minimums tied to judge-found facts do not infringe the jury's role at all, because the jury's verdict alone already authorizes the judge to impose any sentence within the full range, including the higher mandatory minimum. He viewed the majority's rule as protecting judges' sentencing discretion from legislatures, not protecting defendants from the government, which he said is not what the Sixth Amendment is about.

Dissent — Justice Alito

Justice Alito criticized the majority for overruling a well-established precedent with barely any stare decisis analysis, arguing the Court should be consistent in when it is willing to revisit precedent. He suggested that if any decision were ripe for reconsideration on historical grounds, it should be Apprendi itself, not Harris, and warned that the decision sets a troubling 'precedent about precedent.'

How the Court got there

The legal reasoning, step by step

  1. The Court identified the touchstone question as whether a fact is an 'element' of the crime -- something the jury must find beyond a reasonable doubt -- versus a mere 'sentencing factor' a judge can find using a lower standard of proof.
  2. Relying on Apprendi v. New Jersey, which held that any fact increasing the maximum possible sentence must be treated as an element found by the jury, the Court reasoned there is no principled way to treat facts that raise the sentencing floor (the mandatory minimum) differently from facts that raise the ceiling.
  3. The Court traced common-law and 19th-century American practice showing that any fact essential to increasing a defendant's punishment was historically charged in the indictment and proven to the jury, supporting the view that mandatory-minimum-triggering facts are elements too.
  4. The Court rejected the reasoning of Harris v. United States, which had said a fact increasing only the mandatory minimum does not need jury findings because the jury's verdict alone already authorized a sentence within that range; the Court called this reasoning 'beside the point' because the real question is whether the fact is an element, not whether the same sentence could theoretically have been reached without it.
  5. Because a finding of brandishing raises the legally prescribed range of punishment and thus aggravates it, the Court concluded that brandishing is an element of an aggravated version of the firearm offense, requiring jury findings beyond a reasonable doubt.

Doctrinal impact

Laws and provisions at issue

Sixth Amendment

Guarantees criminal defendants the right to have a jury decide the facts of their case.

18 U.S.C. § 924(c)(1)(A)

Sets mandatory minimum prison terms for using or carrying a gun during a violent crime.

Cases affected by this decision

Overrules Harris v. United States (536 U.S. 545)

The ruling that judges may find facts raising mandatory minimums is scrapped; juries must find them.

Reaffirms Apprendi v. New Jersey (530 U.S. 466)

The Court relies on and extends Apprendi's rule that penalty-increasing facts are elements for the jury.

Distinguishes Almendarez-Torres v. United States (523 U.S. 224)

The Court leaves intact the narrow exception allowing judges to find the fact of a prior conviction.

Supreme Court Opinion

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Alleyne v. United States | SCOTUS Reporter