OCTOBER TERM 2011 · DECIDED DECEMBER 12, 2011

565 U. S. ____ · No. 11-74

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Hardy v. Cross

ReversedFinal ruling
criminal justicehabeas corpusconfrontation clausewitness testimony

Per curiam

The Supreme Court summarily reversed a federal appeals court that had granted habeas relief to a man convicted of sexual assault, ruling that the state court's finding that prosecutors made a good-faith effort to locate a missing witness was not unreasonable.

The decision reinforces that federal habeas courts must defer to state courts' reasonable applications of Confrontation Clause law, even if the federal court would have weighed the prosecution's search efforts differently.

the deferential standard of review set out in 28 U. S. C. §2254(d) does not permit a federal court to overturn a state court’s decision on the question of unavailability merely because the federal court identifies additional steps that might have been taken.
Justice Per Curiam

The Court's core holding that federal habeas courts must defer to reasonable state-court rulings.

How it got here: A federal district court denied habeas relief; the Seventh Circuit reversed and granted relief; the State asked the Supreme Court to review that decision.

The Case in Depth

What happened

Irving Cross was tried for kidnaping and sexual assault; the alleged victim, A.S., testified fearfully at his first trial, which ended in a mistrial on the assault charges. Before the retrial, A.S. disappeared despite the State's extensive search efforts. The trial court allowed her earlier testimony to be read to the jury, and Cross was convicted of criminal sexual assault.

The question before the Court

Could a federal appeals court overturn a state court's ruling that prosecutors had tried hard enough to find a missing sexual-assault witness before using her old testimony at trial?

Why it matters

The ruling limits how far federal courts can go in second-guessing state courts on habeas review, making it harder for state prisoners to win federal relief by pointing to additional investigative steps prosecutors could have taken but didn't. It reinforces the strong deference federal courts owe state-court decisions under AEDPA.

What changes now

The Seventh Circuit's grant of habeas relief is undone, and Cross's convictions stand as upheld by the Illinois courts. This is a final decision on the merits of the habeas petition, resolving the case without further proceedings needed on this issue. The ruling does not change the substantive Confrontation Clause standard, only reaffirms how deferential federal habeas review must be.

What this does not decide

The Court did not decide that prosecutors must never issue a subpoena or contact every possible acquaintance to prove a witness unavailable; it held only that the state court's specific finding of a good-faith search was not unreasonable under the deferential habeas standard.

How the Court got there

The legal reasoning, step by step

  1. The Court applied the deferential standard under the federal habeas statute governing state prisoner challenges, which requires giving state-court rulings the benefit of the doubt and only allows relief if the state court's decision was an unreasonable application of clearly established law.
  2. Under the Confrontation Clause of the Sixth Amendment, a missing witness's prior testimony can be used only if prosecutors made a good-faith effort to secure her presence at trial, a standard from Barber v. Page and clarified in Ohio v. Roberts as turning on reasonableness, not exhausting every possible step.
  3. The Court reviewed the extensive efforts the State made to find A.S. — repeated visits to her family's homes, checks with hospitals, jails, schools, and government agencies — and found these efforts reasonable even though hindsight could always suggest more that might have been tried.
  4. The Court rejected each of the three specific gaps the Seventh Circuit had identified (failing to contact A.S.'s boyfriend and friends, failing to check her old cosmetology school, and failing to issue a subpoena), finding none showed the state court's reasonableness finding was unreasonable.
  5. The Court concluded that a federal habeas court may not overturn a state court's reasonable finding of unavailability just because it can imagine additional investigative steps the prosecution might have taken.

Doctrinal impact

Laws and provisions at issue

Confrontation Clause (Sixth Amendment)

Gives criminal defendants the right to confront witnesses against them at trial.

28 U.S.C. § 2254(d) (AEDPA)

Federal law requiring courts to defer heavily to state courts' reasonable legal rulings in habeas cases.

Cases affected by this decision

Reaffirms Barber v. Page (390 U. S. 719)

Reaffirms that a witness is unavailable only if prosecutors made a good-faith effort to secure her presence.

Reaffirms Ohio v. Roberts (448 U. S. 56)

Reaffirms that the good-faith effort standard is one of reasonableness, not exhausting every possible step.

Supreme Court Opinion

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Hardy v. Cross | SCOTUS Reporter