OCTOBER TERM, 2020 · DECIDED MARCH 5, 2021 · 7–2

592 U.S. ____ · No. 19-547 · Argued November 2, 2020

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United States Fish and Wildlife Serv. v. Sierra Club, Inc.

Reversed and remandedFinal ruling
government transparencyFOIAendangered speciesagency recordsenvironmental regulation

Opinion of the Court by Justice Barrett, joined by Justices Roberts, Thomas, Alito, Kagan, Gorsuch, and Kavanaugh

The Supreme Court ruled 7-2 that internal draft opinions prepared by federal wildlife agencies are shielded from public disclosure under FOIA, because the agencies never officially treated those drafts as their final position.

The decision reinforces a government privilege protecting candid internal deliberations from disclosure — and clarifies that the test for whether a document is 'final' turns on legal effect, not on whether the document happened to be the last thing written on a subject.

What matters, then, is not whether a document is last in line, but whether it communicates a policy on which the agency has settled.
Justice Barrett

The majority's core standard for distinguishing a protected draft from an unprotected final agency decision.

How it got here: The District Court ruled for Sierra Club that the drafts must be disclosed; the Ninth Circuit affirmed; the wildlife agencies asked the Supreme Court to step in and the Court agreed to hear it.

The Case in Depth

What happened

The EPA was drafting a rule about cooling water intake structures, which can trap and kill fish. Because the rule might harm endangered species, federal wildlife agencies — the Fish and Wildlife Service and the National Marine Fisheries Service — were required to weigh in. Agency staff completed draft opinions in December 2013 concluding the proposed rule would likely harm certain species. Their supervisors shelved the drafts and kept negotiating with the EPA; the EPA later revised its rule, and the agencies issued a final "no jeopardy" opinion about the revised 2014 version. Sierra Club, an environmental group, sued to obtain the 2013 draft opinions under FOIA.

The question before the Court

Can federal wildlife agencies withhold internal draft opinions about endangered species from a public records request, even when those drafts turned out to be the agencies' last word on a specific proposal?

The Court's answer

Yes — the deliberative process privilege protects the 2013 draft biological opinions from public disclosure. The key question is not whether a document was the last thing written about a proposal, but whether the agency actually treated it as its final view. Because the decisionmakers at the wildlife agencies never approved the draft opinions or sent them to the EPA — instead deciding that more work was needed and continuing negotiations — the documents were never given the kind of direct legal effect that marks a final decision. They were, at most, drafts of draft biological opinions.

The Court also rejected Sierra Club's argument that the drafts had become final because they practically influenced the EPA to revise its rule. The finality test looks to legal consequences — such as whether a document formally alters what an agency is permitted to do — not to the practical ripple effects a preliminary document might have on an ongoing regulatory process. Applying an effects-based test, the Court warned, would gut the deliberative process privilege entirely.

Curious how the Court got there? See the step-by-step legal reasoning →

Why it matters

Journalists, environmental groups, and citizens seeking government records will have a harder time obtaining internal draft agency documents, even influential ones that were never formally superseded. Federal agencies can successfully withhold draft opinions under FOIA as long as agency decisionmakers never officially adopted them — even if the drafts were polished and effectively shaped the outcome of a regulatory process.

What changes now

The case goes back to the lower courts. The District Court must determine whether any portions of the withheld documents are "segregable" — meaning parts that are not protected by the privilege might still need to be released. The Supreme Court's core holding stands: the 2013 draft opinions are protected as predecisional and deliberative. The ruling also applies to other draft documents that were at issue in the case, not just the draft biological opinions.

What this does not decide

The Court did not foreclose the possibility that a document labeled "draft" could be functionally final — and therefore unprotected — if an agency clearly treated it as settled. The ruling also does not address whether draft biological opinions shared with private permit applicants (rather than the government itself) are similarly protected.

Concurrences and dissents

Dissent — Justice Breyer

Justice Breyer argued that Draft Biological Opinions — as opposed to 'Drafts of Draft Biological Opinions' — are functionally equivalent to Final Biological Opinions: they convey the same jeopardy conclusions, trigger the same set of choices for the EPA, and have been routinely disclosed to the public in agency practice. He would have sent the case back to the Ninth Circuit to determine, document by document, whether the materials were genuine drafts of drafts or complete Draft Biological Opinions that deserved no privilege protection.

How the Court got there

The legal reasoning, step by step

  1. FOIA's Exemption 5 — one of nine exceptions to the law's general rule that government records must be released on request — incorporates the deliberative process privilege, which shields records that reflect an agency's internal deliberations. The privilege's purpose is to encourage frank internal discussion by ensuring that candid staff views won't automatically become public, which in turn improves the quality of agency decisions.
  2. The core distinction under the privilege is between 'predecisional, deliberative' documents (protected) and documents that reflect a final agency decision and the reasons behind it (not protected). A document does not become final merely because nothing follows it — ideas can die on the vine. What matters is whether the agency treated the document as its settled position and gave it real legal effect.
  3. The Court rejected Sierra Club's argument that the 2013 draft opinions had 'operative effect' — and were therefore final — because they prompted the EPA to revise its proposed rule. The Court clarified that 'operative effect' in prior cases referred to legal consequences, not practical ones. A final biological opinion triggers binding legal obligations for the EPA; a draft does not, regardless of how it influences the agency's behavior.
  4. The draft opinions here were prepared by lower-level staff and sent upward for decisionmaker approval. Crucially, the decisionmakers never approved the drafts or transmitted them to the EPA — instead concluding that 'more work needed to be done' and extending the consultation. This meant the documents were not even 'draft biological opinions' in the regulatory sense; they were 'drafts of draft biological opinions,' a step further removed from any final decision.
  5. The Court acknowledged that an agency cannot stamp 'draft' on a document to shield a functionally final decision. The deliberative process privilege inquiry is functional — if evidence shows an agency has hidden an effectively final decision in draft form, the privilege will not apply. But the wildlife agencies did not engage in that kind of evasion here; their decisionmakers genuinely treated the documents as unfinished and continued the regulatory process until a different outcome emerged.

Doctrinal impact

Laws and provisions at issue

Freedom of Information Act (FOIA) Exemption 5

The federal records law's exception that shields internal government deliberations from public disclosure.

Endangered Species Act § 7

Requires federal agencies to consult with wildlife services before acting in ways that might harm protected species.

Cases affected by this decision

Reaffirms NLRB v. Sears, Roebuck & Co. (421 U.S. 132)

Confirmed as the governing framework for the deliberative process privilege under FOIA Exemption 5.

Reaffirms Renegotiation Bd. v. Grumman Aircraft Engineering Corp. (421 U.S. 168)

Reaffirmed as authority on distinguishing predecisional deliberative documents from final agency decisions.

Supreme Court Opinion

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