OCTOBER TERM 2018 · DECIDED JUNE 17, 2019 · 7–2

587 U. S. ____ · No. 17-646 · Argued December 6, 2018

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Gamble v. United States

AffirmedFinal ruling
double jeopardycriminal lawfederalismgun possessionSupreme Court precedent

Opinion of the Court by Justice Alito, joined by Justices Roberts, Thomas, Breyer, Sotomayor, Kagan, and Kavanaugh

The Court kept in place a longstanding rule allowing both a state and the federal government to separately prosecute someone for the same underlying conduct, because each is treated as a distinct sovereign whose laws create distinct "offences" under the Constitution.

A man who pleaded guilty to a state gun-possession charge and was then federally charged for the same conduct argued this amounted to unconstitutional double jeopardy. The Court disagreed, refusing to overturn 170 years of precedent supporting what's called the dual-sovereignty doctrine.

We have long held that a crime under one sovereign's laws is not "the same offence" as a crime under the laws of another sovereign.
Justice Alito

States the core holding underlying the dual-sovereignty doctrine.

How it got here: A federal district court denied Gamble's motion to dismiss the federal charge; he pleaded guilty but appealed, and the Eleventh Circuit affirmed based on the dual-sovereignty doctrine.

The Case in Depth

What happened

Terance Gamble, previously convicted of robbery, was pulled over in Alabama and found with a handgun, violating a state law barring felons from possessing firearms. He pleaded guilty in state court. Federal prosecutors then charged him under a similar federal felon-in-possession law based on the same gun and the same conduct, and he received nearly three additional years in federal prison.

The question before the Court

If a state prosecutes someone for a crime, can the federal government then prosecute that same person for the very same conduct?

The Court's answer

No — the Court ruled that a state prosecution and a federal prosecution for the same underlying conduct do not violate the Double Jeopardy Clause, because the Fifth Amendment bars being tried twice for the "same offence," and an offence is defined by the law of a particular sovereign. Since the state and federal governments are separate sovereigns with separate laws, the same conduct counts as two different "offences," so both can prosecute.

The Court reached this conclusion by examining the text of the Fifth Amendment, nearly two centuries of its own precedent applying this "dual-sovereignty" doctrine, and the historical evidence Gamble presented from English and early American law. It found that evidence too weak and inconsistent to justify overturning such long-settled precedent, so it left the doctrine — and Gamble's federal conviction — in place.

Curious how the Court got there? See the step-by-step legal reasoning →

Why it matters

People convicted of a crime under state law can still face a second prosecution and additional punishment from federal prosecutors for the same conduct (and vice versa), particularly for offenses like gun and drug crimes where state and federal laws overlap heavily. Prosecutors retain this tool, while defendants gain no new double jeopardy shield against successive state-federal prosecutions.

What changes now

Gamble's federal conviction and sentence remain in place, and the case is fully resolved on the merits. The decision does not change the outcome of any future case directly, but it forecloses double jeopardy challenges to the common practice of successive state and federal prosecutions for the same conduct, at least until the Court itself might revisit the doctrine again.

What this does not decide

The Court's ruling assumed, without deciding, that the state and federal offenses actually met the other legal requirements to count as the "same offense" under existing double-jeopardy tests. It also does not disturb the separate rule (from Blockburger) that two charges with different legal elements can already be prosecuted separately regardless of sovereign.

Concurrences and dissents

Concurrence — Justice Thomas

Justice Thomas agreed the historical record did not support overturning the doctrine, but wrote separately to argue that the Court's whole approach to stare decisis is flawed. He would only follow a past decision if it reflects a permissible interpretation of the law's text; a "demonstrably erroneous" precedent should never be followed regardless of reliance, workability, or other policy factors.

Dissent — Justice Ginsburg

Justice Ginsburg argued the dual-sovereignty doctrine rests on a flawed premise that treats the federal government and states as truly separate sovereigns, when in fact all authority flows from one sovereign people who are "parts of ONE WHOLE." She would have held that the Double Jeopardy Clause bars successive prosecutions by any part of that whole, reversing Gamble's federal conviction.

Dissent — Justice Gorsuch

A free society does not allow its government to try the same individual for the same crime until it's happy with the result.Gorsuch's opening statement of his core objection to the ruling.

Justice Gorsuch argued the text, history, and structure of the Constitution all reject a "separate sovereigns" carve-out to double jeopardy, contending the founding-era common law actually barred successive prosecutions even between different countries, let alone between a state and the federal government. He would have enforced the Fifth Amendment's plain guarantee against being tried twice for the same offense.

How the Court got there

The legal reasoning, step by step

  1. The Court read the Fifth Amendment's ban on being tried twice for the "same offence" as sovereign-specific: because an "offence" is defined by a particular law, and each law is enacted by a particular sovereign, two sovereigns' laws necessarily create two distinct "offences" even when they punish identical conduct.
  2. The Court traced this reading through nearly two centuries of its own precedent, including antebellum cases and a 1922 decision, finding a consistent line holding that a single act violating both state and federal law can be punished by each government separately.
  3. Applying the doctrine of stare decisis — the practice of following prior rulings absent a strong reason not to — the Court held that departing from precedent requires special justification, and that burden grows with the age and volume of the precedent being challenged.
  4. The Court examined the historical evidence Gamble offered, including obscure 17th- and 18th-century English cases and treatises, and found it too thin, inconsistent, and poorly documented to overcome the weight of existing precedent.
  5. The Court rejected the argument that incorporating the Double Jeopardy Clause against the states (making it bind state governments too) undermined the doctrine's foundation, reasoning that the sovereign-specific meaning of "offence" does not depend on incorporation.
  6. Because the historical case for finding the doctrine wrong from the start failed, and no other special justification for departing from precedent was shown, the Court concluded the sovereign-specific reading of "same offence" should stand.

Doctrinal impact

Laws and provisions at issue

Fifth Amendment Double Jeopardy Clause

Constitutional provision barring a person from being tried twice for the same offense.

Cases affected by this decision

Reaffirms United States v. Lanza (260 U. S. 377)

The Court relied on this 1922 decision as foundational precedent establishing that separate sovereigns can each punish the same act.

Reaffirms Bartkus v. Illinois (359 U. S. 121)

The Court reaffirmed this 1959 decision's refusal to abandon the dual-sovereignty doctrine.

Reaffirms Abbate v. United States (359 U. S. 187)

The Court reaffirmed this companion 1959 decision upholding successive state-federal prosecutions.

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Gamble v. United States | SCOTUS Reporter