OCTOBER TERM 2018 · DECIDED MAY 28, 2019 · 6–3

587 U. S. ___ · No. 17-1174 · Argued November 26, 2018

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Nieves v. Bartlett

Reversed and remandedFinal ruling
free speechpolice arrestscivil rights lawsuitsFirst Amendment retaliationqualified immunity

Opinion of the Court by Justice Roberts, joined by Justices Breyer, Alito, Kagan, and Kavanaugh

The Court ruled that when police officers had probable cause to make an arrest, a person generally cannot win a lawsuit claiming the arrest was really retaliation for his speech, unless he can show that people who said different things in similar situations were treated differently.

The decision makes it harder for people to sue police for retaliatory arrests whenever the officers can point to some valid legal basis for the arrest, even a minor one, while carving out a narrow exception for cases where officers usually let similar conduct go unpunished.

Because there was probable cause to arrest Bartlett, his retaliatory arrest claim fails as a matter of law.
Justice Roberts

The Court's core holding applying the probable-cause rule to Bartlett's claim.

How it got here: A federal trial court ruled for the officers because probable cause existed; the Ninth Circuit reversed, and the officers asked the Supreme Court to review that decision.

The Case in Depth

What happened

Russell Bartlett was arrested by two Alaska state troopers during "Arctic Man," a rowdy winter sports festival, after confrontations in which he allegedly yelled at officers not to talk with other attendees and got in an officer's face while intoxicated. Bartlett was charged with disorderly conduct and resisting arrest, though the charges were later dropped. He sued the officers, claiming they arrested him because of what he said, not because of any real threat to public order.

The question before the Court

If police officers had a valid legal reason to arrest someone, can that person still sue them for arresting him in retaliation for his speech?

Why it matters

Police officers gain stronger protection from lawsuits over arrests, since having probable cause for almost any offense will usually defeat a retaliation claim. People who believe they were arrested for what they said — including protesters, journalists, and bystanders recording police — will generally need comparison evidence about how similar people were treated, not just an officer's own words, to get their case in front of a jury.

What changes now

This is a final merits ruling, not a temporary order. The case goes back to the lower courts, but because the Court found probable cause existed and Bartlett offered no comparison evidence, his claim cannot proceed further. The decision now governs how lower courts evaluate similar retaliatory-arrest lawsuits nationwide, though several justices flagged open questions about how the narrow exception should work in practice.

What this does not decide

The Court did not decide exactly what kinds of evidence, besides comparisons to similarly situated people, might satisfy its narrow exception, nor precisely how broadly that exception reaches beyond minor offenses like jaywalking. Justice Gorsuch's opinion specifically flagged these questions as unresolved and left for future cases.

Concurrences and dissents

Concurrence in part — Justice Thomas

Justice Thomas agreed that plaintiffs must generally disprove probable cause but refused to join the part of the opinion creating a narrow exception for cases where officers usually don't arrest people for minor offenses. He argued the common law provides no basis for that carve-out and that it improperly imports equal-protection reasoning into a First Amendment claim.

Dissent in part — Justice Gorsuch

Justice Gorsuch argued that neither the text of Section 1983 nor common law supports requiring plaintiffs to disprove probable cause at all; the First Amendment protects a different interest than the Fourth Amendment's focus on lawful arrest authority. He would let probable cause bear on causation case-by-case rather than impose a categorical rule, and flagged unresolved questions about the majority's new exception.

Dissent in part — Justice Ginsburg

Justice Ginsburg argued the traditional Mt. Healthy burden-shifting test already strikes the right balance and should govern retaliatory arrest claims generally, since requiring plaintiffs to disprove probable cause would let only the most baseless arrests be challenged. She agreed the record showed no evidence against one trooper but thought the evidence against the other deserved more caution before rejecting the claim outright.

Dissent — Justice Sotomayor

There is no basis in §1983 or in the Constitution to withhold a remedy for an arrest that violated the First Amendment solely because the officer could point to probable cause that some offense, no matter how trivial or obviously pretextual, has occurred.Sotomayor's objection to letting probable cause alone defeat retaliatory arrest claims.

Justice Sotomayor argued the Court should have simply applied the well-established Mt. Healthy retaliation framework used in other First Amendment contexts, rather than inventing a new rule requiring comparison evidence. She warned the majority's approach arbitrarily favors one type of proof over direct evidence like an officer's own admissions, potentially letting flagrant retaliatory arrests go unremedied.

How the Court got there

The legal reasoning, step by step

  1. The Court looked to its earlier ruling in Hartman v. Moore, which held that people suing over retaliatory prosecutions must first show there was no probable cause for the underlying charge, because proving that a prosecutor's own animus (rather than a legitimate reason) caused the charge is unusually hard to untangle.
  2. The Court reasoned that retaliatory arrest claims raise a similar tangled-causation problem: police often lawfully consider what a person says when deciding whether an arrest is needed, so proving that speech—rather than legitimate law-enforcement concerns—caused the arrest is especially difficult.
  3. Because letting judges probe an officer's private mental state case-by-case would make arrests "vary from place to place" based on personal motives and would discourage officers from communicating during arrests for fear of having their words picked apart, the Court declined to adopt a purely subjective test focused only on what the officer was thinking.
  4. Looking to the common-law torts closest to this kind of claim—false imprisonment and malicious prosecution—the Court found that both were traditionally defeated once probable cause was shown, supporting a similar rule for a modern retaliatory arrest claim.
  5. The Court carved out one narrow exception: because today's broad misdemeanor-arrest laws let officers arrest for conduct they normally let slide (like jaywalking), a plaintiff can still proceed without disproving probable cause if he shows that people who did not say what he said, but behaved the same way, were not arrested.
  6. Applying this framework, the Court found no evidence at all connecting one trooper to any retaliatory motive, and found that both troopers had probable cause to arrest Bartlett based on his loud, close-range confrontation with one of them.

Doctrinal impact

Laws and provisions at issue

42 U.S.C. § 1983

Federal law letting people sue government officials for violating their constitutional rights.

First Amendment

Constitutional provision protecting free speech, including from retaliation by government officials.

Cases affected by this decision

Reaffirms Hartman v. Moore (547 U. S. 250)

The Court relies on and extends Hartman's no-probable-cause rule from retaliatory prosecution to retaliatory arrest claims.

Distinguishes Lozman v. Riviera Beach

The Court treats Lozman's narrow holding about official retaliation policies as inapplicable to this more typical retaliatory arrest case.

Supreme Court Opinion

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Nieves v. Bartlett | SCOTUS Reporter