OCTOBER TERM 2016 · DECIDED JUNE 23, 2017 · 6–2

582 U. S. ___ · No. 16-327 · Argued March 28, 2017

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Jae Lee v. United States

Reversed and remandedFinal ruling
immigrationdeportationcriminal defenseright to counselplea bargains

Opinion of the Court by Justice Roberts, joined by Justices Kennedy, Ginsburg, Breyer, Sotomayor, and Kagan

The Supreme Court ruled that a longtime lawful resident who pleaded guilty to a drug charge on his lawyer's wrong assurance that he would not be deported can undo that plea, even though he had almost no real defense and would likely have lost at trial.

The decision makes clear that when a lawyer's error costs a defendant an entire trial rather than just changing how a trial would have gone, courts should focus on whether the defendant would have chosen to fight rather than on whether fighting would have worked.

How it got here: A federal trial court denied relief on Lee's motion to vacate his plea, the Sixth Circuit affirmed, and the Supreme Court agreed to review the prejudice standard.

The Case in Depth

What happened

Jae Lee, a South Korean native who had lived in the U.S. since childhood without becoming a citizen, was charged with possessing ecstasy with intent to distribute after police found drugs, cash, and a rifle at his home. His lawyer wrongly assured him that pleading guilty would not lead to deportation, so Lee took the plea. He was in fact subject to mandatory deportation because the offense counted as an "aggravated felony," and he sought to undo his conviction once he learned this.

The question before the Court

If a lawyer's bad advice about deportation led a noncitizen to plead guilty instead of going to trial, can he undo that plea even though he had almost no chance of winning at trial?

Why it matters

People weighing plea deals who face mandatory deportation now have a clearer path to challenge a plea if their lawyer got the immigration consequences wrong, even when the underlying criminal case against them was strong. The ruling also means courts and prosecutors may see more hearings reopening old guilty pleas where deportation advice was mistaken.

What changes now

The case goes back to the lower courts, where Lee's guilty plea and conviction are undone and the government may choose to retry him, renegotiate a plea, or pursue other options. This is a final merits ruling on the legal standard for showing harm from bad legal advice at the plea stage, though what actually happens to Lee's case now depends on further proceedings in the trial court.

What this does not decide

The Court did not decide whether Lee's outcome at trial would actually have been better—only whether he showed he would have chosen to go to trial. It also did not adopt a rule for all attorney errors, limiting its analysis to situations, like Lee's, where the error deprived the defendant of the trial itself rather than affecting how a trial would have gone.

Concurrences and dissents

Dissent — Justice Thomas

Justice Thomas argued the Sixth Amendment does not even require accurate deportation advice from counsel, and separately that the majority's new prejudice standard breaks from Strickland and Hill, which he reads as requiring a defendant to show both that he would have gone to trial and that he would have gotten a better outcome. Because Lee had no real defense, Thomas would find no prejudice and warns the ruling will invite many more challenges to guilty pleas.

How the Court got there

The legal reasoning, step by step

  1. The Court explained that when a lawyer's error causes a defendant to accept a plea rather than go to trial, the usual question of whether the trial's outcome would have changed does not apply, because there was no trial at all to presume reliable.
  2. Instead, under the Court's prior *Hill v. Lockhart* test (a 1985 case setting the standard for plea-related ineffective-assistance claims), a defendant shows harm by demonstrating a reasonable probability he would have rejected the plea and insisted on going to trial.
  3. The Court rejected the government's proposed blanket rule that a defendant with no viable trial defense can never show this kind of harm, reasoning that such categorical rules ignore the case-specific, totality-of-the-evidence approach the Court has long required.
  4. The Court reasoned that a defendant's choice to plead guilty depends not just on the odds of winning at trial but on comparing the consequences of losing at trial versus pleading guilty; when both paths lead to the same severe consequence—deportation—even a slim chance of acquittal can become attractive.
  5. Applying that reasoning, the Court found that contemporaneous evidence—Lee's repeated questions about deportation, his hesitation at the plea hearing, and his deep ties to the United States with none to South Korea—reliably showed he would have gone to trial had he known the truth about deportation.

Doctrinal impact

Laws and provisions at issue

Sixth Amendment

Constitutional guarantee of effective legal representation at key stages of a criminal case, including plea deals.

Immigration and Nationality Act § 1101(a)(43)(B)

Federal law defining certain drug crimes as 'aggravated felonies' triggering mandatory deportation.

Cases affected by this decision

Reaffirms Hill v. Lockhart (474 U. S. 52)

The Court relies on Hill's rule that a defendant shows harm by proving he would have gone to trial instead of pleading guilty.

Distinguishes Strickland v. Washington (466 U. S. 668)

The Court says Strickland's presumption of a reliable proceeding does not apply when no trial ever happened.

Supreme Court Opinion

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Jae Lee v. United States | SCOTUS Reporter