OCTOBER TERM 2014 · DECIDED JUNE 18, 2015 · 5–4

576 U. S. ___ · No. 13-1433 · Argued March 30, 2015

Share

Brumfield v. Cain

Vacated and remandedFinal ruling
death penaltyintellectual disabilityhabeas corpusEighth Amendmentcriminal justice

Opinion of the Court by Justice Sotomayor, joined by Justices Kennedy, Ginsburg, Breyer, and Kagan

The Court ruled that a Louisiana death-row inmate was wrongly denied a hearing on his claim that he was intellectually disabled and therefore could not be executed, because the state trial court's factual findings about his IQ and daily-functioning limits were unreasonable given the evidence actually in the record.

The decision means the inmate is entitled to have a federal court consider his disability claim on the merits, and it clarifies how demanding a bar state prisoners must clear under federal habeas law before a federal court can second-guess a state court's factual findings.

That decision, we hold, was “based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.”
Justice Sotomayor

The Court's core holding that the state court's fact-finding on the disability claim was unreasonable.

How it got here: A Louisiana trial court denied Brumfield a hearing; a federal district court granted habeas relief; the Fifth Circuit reversed, and Brumfield asked the Supreme Court to review that reversal.

The Case in Depth

What happened

Kevan Brumfield was sentenced to death in Louisiana for murdering an off-duty police officer in 1993, years before the Supreme Court barred executing intellectually disabled people. After that ruling, Brumfield asked a Louisiana court for a hearing to prove he was intellectually disabled, pointing to trial evidence of a low IQ score, a fourth-grade reading level, childhood psychiatric treatment, and special-education placement.

The question before the Court

Was a Louisiana death-row inmate wrongly denied a hearing on whether he was too intellectually disabled to be executed?

Why it matters

Death-row prisoners who raise intellectual-disability claims after being sentenced under old, pre-Atkins standards may get a fresh look in federal court if the state court's factual findings were unreasonable, even under the strict deference federal habeas law normally requires. State courts deciding whether to hold hearings on such claims must more carefully account for evidence of IQ margins of error and adaptive limitations.

What changes now

The case returns to the lower courts for further proceedings on Brumfield's disability claim, which a federal district court had already found meritorious after holding its own evidentiary hearing. This is a final merits ruling on the habeas threshold question, not a decision on Brumfield's ultimate fate; whether he is in fact intellectually disabled, and thus ineligible for execution, remains to be resolved on remand.

What this does not decide

The Court did not decide whether Brumfield is actually intellectually disabled — only that he cleared the procedural threshold entitling him to have that question considered in federal court. It also expressly left unresolved how a separate habeas provision, §2254(e)(1), relates to the standard it applied.

Concurrences and dissents

Dissent — Justice Thomas

The majority reaches the opposite result with a bit of legerdemain, recasting legal determinations as factual ones.The dissent's central objection that the majority disguised a legal disagreement as a factual one.

Justice Thomas argued the state court's factual findings on Brumfield's IQ, adaptive skills, and personality disorder were all well supported by the record, so the majority could not lawfully overturn them under federal habeas law's strict deference standard. He accused the majority of disguising a disagreement over how state law applies to the facts as a factual dispute, and detailed the crime and the victim's family at length, arguing the majority understated the human cost of its ruling.

Dissent — Justice Alito

Justice Alito joined all of Justice Thomas's dissent except the lengthy account of the victim's son's life story, saying that while the story was inspiring, he did not want to suggest it was essential to the legal analysis of the case.

How the Court got there

The legal reasoning, step by step

  1. Federal habeas law lets a federal court override a state court's decision only in narrow circumstances, including when the state court's decision rested on an unreasonable determination of the facts given the evidence before it — a demanding standard that requires more than simply disagreeing with the state court's conclusion.
  2. The Court examined the two factual findings the state trial court relied on: that Brumfield's IQ score ruled out intellectual disability, and that he showed no impairment in daily-functioning skills.
  3. On IQ, the Court found the state court ignored that any IQ test carries a margin of error, and that Brumfield's score of 75 fell within the range experts and the state's own precedent treated as consistent with intellectual disability, making the state court's contrary finding unreasonable.
  4. On daily-functioning skills, the Court found the record — including special-education placement, a suspected learning disability, a fourth-grade reading level, and childhood psychiatric treatment — was more than enough to raise a genuine question about impairment, so the state court's finding of no impairment was also unreasonable.
  5. Because unreasonable fact-finding under the habeas statute was itself enough to satisfy the statute's requirements, the Court did not need to separately decide whether the state court's refusal to fund Brumfield's investigation violated clearly established law.
  6. Having found the federal habeas threshold met, the Court concluded Brumfield was entitled to have his disability claim considered on the merits by a federal court.

Doctrinal impact

Laws and provisions at issue

Eighth Amendment

Bars cruel and unusual punishment, including executing people who are intellectually disabled.

28 U.S.C. § 2254(d)

Federal habeas law limiting when courts can overturn a state court's rejection of a prisoner's claim.

Cases affected by this decision

Reaffirms Atkins v. Virginia (536 U. S. 304)

The Court relies on Atkins' rule barring execution of intellectually disabled people as still governing and unchanged.

Supreme Court Opinion

Ask GovernmentReporter about this case

Ask anything about the majority, concurrences, or dissents.

Brumfield v. Cain | SCOTUS Reporter