OCTOBER TERM 2014 · DECIDED JUNE 18, 2015 · 6–0

576 U. S. ___ · No. 13-1352 · Argued March 2, 2015

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Ohio v. Clark

Reversed and remandedFinal ruling
confrontation clausechild abuse prosecutioncriminal trial rightshearsay evidencewitness testimony

Opinion of the Court by Justice Alito, joined by Justices Roberts, Kennedy, Breyer, Sotomayor, and Kagan

The Court ruled that a young boy's statements to his preschool teachers identifying the man who abused him could be used at trial, even though the boy never testified and could not be cross-examined.

The decision confirms that the Confrontation Clause mainly protects against statements made to help build a criminal case, and that casual conversations with teachers or other non-police adults trying to handle an emergency generally don't count as that kind of evidence.

Because neither the child nor his teachers had the primary purpose of assisting in Clark’s prosecution, the child’s statements do not implicate the Confrontation Clause and therefore were admissible at trial.
Justice Alito

The Court's core holding on why the boy's statements to his teachers were admissible.

How it got here: A jury convicted Clark; an Ohio appeals court and the Ohio Supreme Court reversed on Confrontation Clause grounds; the State asked the U.S. Supreme Court to review.

The Case in Depth

What happened

Darius Clark cared for his girlfriend's two young children, L. P. and A. T., while she was away. Preschool teachers noticed injuries on 3-year-old L. P. and, when questioned, he identified Clark as his abuser. Clark was charged with abusing both children, but L. P. was found incompetent to testify at trial.

The question before the Court

Could prosecutors use a 3-year-old's statements identifying his abuser to his preschool teachers, even though he never testified at trial?

Why it matters

Teachers, doctors, and other adults who ask children about suspected abuse can keep having those conversations without worrying that doing so will make the child's answers unusable in court. Prosecutors gain a reliable way to introduce statements from very young abuse victims who are too young to testify, making it easier to prosecute child abuse cases.

What changes now

The case returns to the Ohio courts for further proceedings consistent with this ruling, meaning Clark's conviction, which had been overturned by the Ohio Supreme Court, can now be reinstated on remand. This is a final decision on the merits regarding whether the Confrontation Clause barred the boy's statements, though further state-court proceedings may still occur.

What this does not decide

The Court did not decide whether statements to people other than police are always exempt from the Confrontation Clause — it left open that some such statements could still be testimonial. It also did not resolve whether mandatory child-abuse reporting laws turn teachers into government agents for constitutional purposes.

Concurrences and dissents

Concurrence — Justice Scalia

That is absolutely false, and has no support in our opinions.Scalia's sharp rejection of the majority's suggestion that more than the primary-purpose test is required.

Justice Scalia agreed L. P.'s statements weren't testimonial but sharply criticized the majority for suggesting the primary-purpose test is not sufficient by itself and for citing historical admissibility as an additional requirement. He argued this dictum could smuggle old, discredited hearsay-reliability standards back into Confrontation Clause law and accused the majority of undermining Crawford v. Washington.

Concurrence — Justice Thomas

Justice Thomas agreed with the outcome but rejected the majority's primary-purpose analysis for statements to private persons like teachers. He would instead ask whether a statement bears sufficient 'indicia of solemnity' to count as testimonial, based on formal features like affidavits or police-custody interrogation, none of which were present here.

How the Court got there

The legal reasoning, step by step

  1. The Court applied its 'primary purpose' test, which asks whether a statement was made mainly to create a substitute for trial testimony or for some other reason, like handling an urgent situation.
  2. The Court found that L. P.'s statements arose from an ongoing emergency: his teachers needed to figure out who hurt him and whether it was safe to send him home, not to build a criminal case.
  3. The Court treated L. P.'s young age as strong evidence against a testimonial purpose, reasoning that a 3-year-old could not understand or intend his answers to function as courtroom testimony.
  4. The Court noted that speaking to teachers rather than police further reduced the likelihood the statements were testimonial, since teachers are not primarily responsible for investigating or prosecuting crime.
  5. The Court also considered historical practice, finding that similar statements by young children to non-officers were commonly admitted in criminal trials at the time the Constitution was adopted.
  6. Weighing all these circumstances together, the Court concluded that L. P.'s statements were not testimonial and therefore fell outside the Confrontation Clause's protections.

Doctrinal impact

Laws and provisions at issue

Sixth Amendment Confrontation Clause

Gives criminal defendants the right to confront witnesses testifying against them in court.

Cases affected by this decision

Distinguishes Ohio v. Roberts (448 U. S. 56)

The Court noted this older reliability-based hearsay test was replaced by Crawford's testimonial approach.

Reaffirms Crawford v. Washington (541 U. S. 36)

The Court relied on Crawford's rule that only testimonial statements trigger the Confrontation Clause.

Reaffirms Michigan v. Bryant (562 U. S. 344)

The Court applied and extended Bryant's 'primary purpose' and ongoing-emergency framework.

Supreme Court Opinion

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Ohio v. Clark | SCOTUS Reporter