OCTOBER TERM 2014 · DECIDED MAY 18, 2015 · 9–0

575 U. S. ___ · No. 13-1333 · Argued February 23, 2015

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Coleman v. Tollefson

AffirmedFinal ruling
prisoner lawsuitscourt feesin forma pauperisfrivolous lawsuitsprison litigation reform

Opinion of the Court by Justice Breyer

The Supreme Court ruled that a prisoner's lawsuit dismissal counts as a 'strike' under a law limiting free court access for repeat frivolous filers, even while that dismissal is still being appealed.

The unanimous decision closes a gap that would have let prisoners keep filing new free lawsuits during lengthy appeals, reinforcing a law designed to screen out frivolous prisoner litigation.

A prior dismissal on a statutorily enumerated ground counts as a strike even if the dismissal is the subject of an appeal.
Justice Breyer

The Court's core holding on when a dismissal counts as a strike under the three-strikes rule.

How it got here: A federal district court and the Sixth Circuit both ruled the pending appeal didn't stop the dismissal from counting as a strike, and Coleman asked the Supreme Court to resolve a circuit split.

The Case in Depth

What happened

Andre Lee Coleman, a Michigan state prisoner, had three earlier federal lawsuits dismissed as frivolous or on similar grounds. While his third dismissal was still being appealed, he filed four more federal lawsuits and asked to proceed without paying fees, arguing that the still-pending appeal meant his third dismissal shouldn't yet count against him.

The question before the Court

If a prisoner's earlier lawsuit was dismissed as frivolous but he is still appealing that dismissal, does it still count as one of his three strikes against filing more lawsuits for free?

Why it matters

Prisoners who have racked up three dismissed lawsuits can no longer file additional lawsuits without paying court fees just because one of those dismissals is still on appeal. This keeps courts from being flooded with new free filings during the often-long appeals process, while ordinary appeal rights for the dismissals themselves are unaffected.

What changes now

The ruling is final on the question presented: pending dismissals count as strikes right away. The Court explicitly left open a separate question — whether a prisoner appealing his own third-strike dismissal is entitled to proceed for free on that specific appeal — since Coleman's case did not involve that scenario. That issue remains open for future cases.

What this does not decide

The Court did not decide whether a prisoner appealing the very dismissal that constitutes his third strike can still proceed without paying fees on that appeal. It left that question, raised by Coleman and the Solicitor General, for another case.

How the Court got there

The legal reasoning, step by step

  1. The Court read the statute's plain text: it applies when a prisoner's action or appeal 'was dismissed' on qualifying grounds, and the ordinary meaning of 'dismissed' does not include whatever happens later on appeal.
  2. The Court noted that the broader in forma pauperis statute treats trial-court dismissals and appellate proceedings as separate stages, never suggesting that a dismissal only counts once appellate review is finished.
  3. The Court pointed to the ordinary rule in civil litigation that a trial court's judgment takes legal effect immediately and has binding force even while an appeal is pending, unless a court specifically pauses it with a stay.
  4. The Court reasoned that the law's purpose — filtering out prisoners' frivolous lawsuits — would be undermined if a strike didn't count until an appeal concluded, since prisoners could file many more suits during that time.
  5. Weighing the risk that an appeal might later reverse a wrongly-decided dismissal, the Court found this risk small compared to the benefit of closing the loophole, and concluded that a dismissal counts as a strike immediately, even if under appeal.

Doctrinal impact

Laws and provisions at issue

28 U.S.C. § 1915(g)

The 'three strikes' rule barring free court filing fees for prisoners with three prior dismissed lawsuits.

Supreme Court Opinion

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Coleman v. Tollefson | SCOTUS Reporter