OCTOBER TERM 2010 · DECIDED JUNE 16, 2011 · 9–0

564 U. S. ___ · No. 09-1227 · Argued February 22, 2011

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Bond v. United States

Reversed and remandedFinal ruling
federalismstanding to sueTenth Amendmentcriminal prosecutionstates' rights

Opinion of the Court by Justice Kennedy, joined by Justices Roberts, Scalia, Thomas, Ginsburg, Breyer, Alito, Sotomayor, and Kagan

The Supreme Court ruled that a woman prosecuted under a federal chemical-weapons law can challenge that law as an overreach into powers reserved to the states, even though no state joined her lawsuit.

The decision rejects the idea that only states can raise Tenth Amendment federalism objections, holding that an individual defendant has her own constitutional stake in whether Congress stayed within its lawful powers when it passed the law used against her.

Federalism secures the freedom of the individual.
Justice Kennedy

The Court's explanation that limits on federal power protect people, not just states.

How it got here: A federal trial court rejected Bond's challenge and she pleaded guilty conditionally; the Third Circuit held she lacked standing to raise the argument, and she sought Supreme Court review.

The Case in Depth

What happened

After discovering her husband had impregnated her close friend, Carol Anne Bond harassed the woman and placed caustic chemicals on objects the woman was likely to touch, causing a minor burn. Federal prosecutors charged Bond under a statute implementing an international chemical-weapons treaty. Bond argued the statute, as applied to her essentially local dispute, exceeded Congress's constitutional powers and intruded on matters the Tenth Amendment reserves to the states.

The question before the Court

Can a woman charged with a federal crime argue that the law used against her went too far and trampled on powers the Constitution reserves to the states?

The Court's answer

Yes — the Court ruled that Carol Anne Bond, though not a state, could argue that the federal chemical-weapons statute used to prosecute her went beyond Congress's constitutional powers and improperly intruded on authority reserved to the states. The Court explained that federalism protects individual liberty, not just state institutions, so a person facing prosecution under an unconstitutional law suffers her own real, personal injury.

The Court rejected the government's attempt to limit her to only an "enumerated powers" argument while barring a "state sovereignty" argument, finding the two are two sides of the same coin. It sent the case back to the lower court to decide, for the first time, whether the statute is actually unconstitutional as applied to her — a question the Supreme Court did not address here.

Curious how the Court got there? See the step-by-step legal reasoning →

Why it matters

The ruling lets criminal defendants challenge the federal laws used to prosecute them on federalism grounds, not just states. That gives individuals a new avenue to argue Congress overstepped its constitutional authority, potentially affecting a wide range of federal prosecutions where the underlying law's constitutionality is in doubt.

What changes now

The case returns to the Third Circuit, which must now decide the merits of Bond's argument that the chemical-weapons statute exceeded Congress's constitutional authority when applied to her conduct. The Supreme Court expressed no view on that underlying question, meaning her conviction could still ultimately be upheld or overturned once the lower court addresses the constitutional merits.

What this does not decide

The Court decided only that Bond has standing to make her federalism argument — it did not decide whether the chemical-weapons statute is actually unconstitutional as applied to her conduct. That merits question is left for the Court of Appeals to resolve on remand.

Concurrences and dissents

Concurrence — Justice Ginsburg

Justice Ginsburg, joined by Justice Breyer, agreed with the ruling but emphasized a different rationale: any criminal defendant has a personal right not to be convicted under an unconstitutional law, regardless of whose interests that law was meant to protect. She noted courts have long reversed convictions under invalid laws even when the constitutional problem concerned someone else's rights, such as discrimination cases, so there is no 'prudential' basis to dodge the question here.

How the Court got there

The legal reasoning, step by step

  1. The Court first asked whether basic Article III standing — the constitutional minimum requiring a real, concrete injury — barred Bond's appeal, and found it plainly did not: her prison sentence was a concrete injury caused by her conviction and fixable by striking down the law.
  2. The Court then examined whether a 1939 case, Tennessee Elec. Power Co. v. TVA, blocked individuals from raising Tenth Amendment arguments as a matter of prudential standing (judge-made limits on who may sue, distinct from the constitutional minimum). It found that case's language conflated 'standing' with 'having a valid legal claim,' two different questions the Court has since kept separate.
  3. Reading Tennessee Electric in context, the Court concluded its stray sentence about businesses lacking standing to raise the Tenth Amendment was really about those businesses lacking any legal claim against a competitor, not about a rule barring individuals from federalism arguments generally — and to the extent it suggested otherwise, it was not to be followed.
  4. The Court then explained that federalism, the division of power between the national government and the states, protects individual liberty and not just state institutions, so a person can suffer a real injury when Congress oversteps its powers, just as individuals (not just other branches of government) can challenge violations of separation of powers.
  5. Because Bond's prosecution and sentence might not have happened had the matter been left to Pennsylvania, and because limits on federal power and state sovereignty are two sides of the same coin, the Court held there was no basis to treat her sovereignty-based argument differently from an enumerated-powers argument for standing purposes.

Doctrinal impact

Laws and provisions at issue

Tenth Amendment

Reserves powers not given to the federal government to the states or the people.

Article III standing doctrine

Rules about who has a real enough stake in a dispute to sue in federal court.

Chemical Weapons Convention Implementation Act, 18 U.S.C. § 229

Federal law banning possession or use of dangerous chemicals for non-peaceful purposes.

Cases affected by this decision

Limits Tennessee Elec. Power Co. v. TVA (306 U. S. 118)

Its statement suggesting individuals lack standing to raise Tenth Amendment claims is deemed neither controlling nor instructive.

Reaffirms Association of Data Processing Service Organizations, Inc. v. Camp (397 U. S. 150)

Relied on to confirm Tennessee Electric is no longer authoritative on Article III standing limits.

Supreme Court Opinion

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