OCTOBER TERM 2010 · DECIDED JUNE 13, 2011 · 9–0

564 U. S. ___ · No. 10-568 · Argued April 27, 2011

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Nevada Commission on Ethics v. Carrigan

Reversed and remandedFinal ruling
First Amendmentgovernment ethicsconflict of interestlocal officialsrecusal rules

Opinion of the Court by Justice Scalia, joined by Justices Roberts, Kennedy, Thomas, Ginsburg, Breyer, Sotomayor, and Kagan

The Court ruled that a city council member had no First Amendment right to cast a vote on a casino project despite Nevada's ethics law requiring him to abstain, because a legislator's vote is not his personal speech but a power he holds in trust for his constituents.

The decision preserves the ability of states and Congress to enforce conflict-of-interest recusal rules on lawmakers, relying on a long, unbroken history of such rules dating to the nation's founding.

But the act of voting symbolizes nothing.
Justice Scalia

The majority's central reasoning that a legislator's vote is not itself an act of protected speech.

How it got here: A Nevada trial court upheld the ethics censure, but the Nevada Supreme Court struck down the recusal law as unconstitutionally overbroad, prompting the state to seek Supreme Court review.

The Case in Depth

What happened

Michael Carrigan, an elected member of the Sparks, Nevada City Council, voted to approve a hotel/casino project even though his longtime friend and campaign manager worked as a paid consultant for the company proposing it. Nevada's ethics commission investigated and found he had a conflict of interest requiring him to abstain under the state's ethics law, and censured him for voting anyway.

The question before the Court

Does the First Amendment give a local elected official a personal right to vote on a matter, even when a state ethics law says he must abstain because of a conflict of interest?

Why it matters

State and local governments across the country can keep enforcing ethics laws that force lawmakers to sit out votes when they have personal ties to the outcome, without those rules being struck down as free-speech violations. Elected officials with conflicts of interest, like the councilman here who voted on a project benefiting his campaign manager, can still be censured for not abstaining.

What changes now

The case is sent back to the Nevada Supreme Court for further proceedings consistent with this ruling, meaning Carrigan's censure for failing to abstain from the casino vote can stand. This is a final merits decision on the narrow question presented — whether voting itself is protected speech — and does not resolve broader questions about First Amendment burdens on legislators' associational ties, which the concurrences flagged as unaddressed.

What this does not decide

The Court expressly did not decide whether Nevada's law, as applied, burdens legislators' or constituents' First Amendment rights to speech and association outside the act of voting itself — an issue Justice Kennedy's concurrence flagged as a serious, unresolved concern. The Court also did not reach Carrigan's association or vagueness arguments, which it treated as waived.

Concurrences and dissents

Concurrence — Justice Kennedy

Justice Kennedy joined the Court's opinion but stressed that the case did not present, and the opinion did not decide, whether Nevada's law burdens the broader First Amendment speech and associational rights of legislators and their supporters outside the act of voting itself. He described hypothetical scenarios where a legislator's close ties to campaign supporters could trigger the law, calling the constitutional questions there 'of the first magnitude' and unresolved by this decision.

Concurrence in part — Justice Alito

Voting has an expressive component in and of itself.Justice Alito's disagreement with the majority's view that a vote conveys no message.

Justice Alito agreed that the judgment should be reversed based on the historical tradition of recusal rules, but disagreed with the majority's reasoning that voting itself lacks any expressive character. He argued that a vote, like John Quincy Adams's vote on the Embargo Act, can itself communicate a clear message, and that this view is consistent with the Court's reasoning in Doe v. Reed about expressive acts retaining their character despite legal consequences.

How the Court got there

The legal reasoning, step by step

  1. The Court first addressed whether banning Carrigan from advocating during debate, not just voting, was constitutional, concluding that if excluding him from voting was permissible, excluding him from advocating was simply a reasonable time, place, and manner limitation on where and how legislative debate happens.
  2. The Court then applied a historical-tradition approach: a long, unbroken, and widely accepted practice of restricting certain conduct creates a strong presumption that the restriction is constitutional, especially when that practice traces back to the founding era.
  3. Applying that approach, the Court found that Congress adopted legislative recusal rules within 15 years of the founding, and that similar judicial recusal rules also date to the founding era, with virtually every state today having some form of recusal law for public officials.
  4. The Court then reasoned that a legislator's vote is not personal speech at all, but rather the exercise of an apportioned share of the legislature's power, cast as a trustee for constituents rather than as a personal prerogative — meaning restrictions on voting are not restrictions on protected speech in the first place.
  5. The Court rejected the argument that a vote could still convey a deeply held personal message entitled to First Amendment protection, reasoning that using official governmental mechanics like a vote to send a message is not something the First Amendment protects, distinguishing this from cases involving citizens signing petitions.
  6. Having concluded that voting itself is not protected speech, the Court found no First Amendment violation and did not need to address Carrigan's additional association and vagueness arguments, which it treated as waived because they were not raised earlier in the litigation.

Doctrinal impact

Laws and provisions at issue

First Amendment

Constitutional protection for free speech that Carrigan claimed covered his vote.

Nevada Ethics in Government Law § 281A.420

State law requiring officials to abstain from voting when they have a personal conflict of interest.

Cases affected by this decision

Distinguishes Doe v. Reed (561 U. S. 186)

The Court said Reed only protected petition-signing as speech, not the act of voting by a legislator.

Supreme Court Opinion

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Nevada Commission on Ethics v. Carrigan | SCOTUS Reporter