OCTOBER TERM 2009 · DECIDED JUNE 1, 2010 · 9–0

560 U. S. 305 · No. 08-1555 · Argued March 3, 2010

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Samantar v. Yousuf

AffirmedFinal ruling
foreign sovereign immunityhuman rights lawsuitstorture victimsgovernment officialsinternational law

Opinion of the Court by Justice Stevens, joined by Justices Roberts, Kennedy, Ginsburg, Breyer, Alito, and Sotomayor

The Supreme Court ruled that the Foreign Sovereign Immunities Act, which protects foreign countries from being sued in American courts, does not automatically protect the individual officials who acted on those countries' behalf.

The decision lets a lawsuit against Somalia's former defense minister and prime minister for torture and killings proceed, though he may still argue he deserves immunity under older common-law rules rather than the federal statute.

We are thus not persuaded that our construction of the statute’s text should be affected by the risk that plaintiffs may use artful pleading to attempt to select between application of the FSIA or the common law.
Justice Stevens

The Court explains why it rejected concerns that its reading would let plaintiffs manipulate which body of law applies.

How it got here: A federal trial court dismissed the suit for lack of jurisdiction under the immunity statute; the Fourth Circuit reversed, and the Supreme Court agreed to review that ruling.

The Case in Depth

What happened

Mohamed Ali Samantar served as Somalia's defense minister and later prime minister during the 1980s, a period when the Somali military brutally persecuted members of the Isaaq clan. Members of that clan who were tortured, or whose relatives were killed or detained, later sued Samantar—by then living in Virginia—for damages, alleging he commanded the forces responsible and knew of, or helped enable, the abuses.

The question before the Court

Does a federal law shielding foreign countries from lawsuits also shield individual foreign government officials sued for their own official actions?

Why it matters

The ruling opens a path for torture and human-rights victims to sue individual foreign officials in U.S. courts even when the officials' home government itself would be immune under the federal statute. Former officials living or traveling in the United States face a real prospect of being sued personally, while the State Department retains a case-by-case role in deciding whether common-law immunity should apply.

What changes now

The case returns to the district court, which must now decide from scratch whether Samantar is entitled to immunity under older common-law principles rather than the federal statute, and whether he has other valid defenses to the torture and killing allegations against him. This is a final ruling on the narrow legal question of which body of law applies, but it does not resolve whether Samantar is ultimately immune or liable.

What this does not decide

The Court expressly did not decide whether Samantar is actually entitled to immunity under common-law rules, whether he has other defenses to the charges, or whether officials can be held liable for torture and killings under the relevant statutes. Those questions were left for the district court to address on remand.

Concurrences and dissents

Concurrence — Justice Alito

Justice Alito joined the Court's opinion in full but wrote separately to note his view that the majority's reliance on legislative history added little value to the analysis, since the statutory text alone was sufficient.

Concurrence in part — Justice Thomas

Justice Thomas joined the Court's opinion except for the portions relying on the statute's legislative history, agreeing with Justice Scalia that the textual analysis alone was enough to resolve the case without consulting committee reports.

Concurrence — Justice Scalia

Justice Scalia agreed with the outcome and praised the Court's textual analysis, but refused to join the opinion because it also relied on legislative history. He argued that citing legislative history added nothing here, was not shown to reflect what Congress as a whole understood, and in one instance even cut against the majority's reading when read in full context.

How the Court got there

The legal reasoning, step by step

  1. The Court examined the statute's definition of 'foreign state,' which expressly includes a country's political subdivisions and its 'agencies or instrumentalities,' and asked whether that definition could stretch to cover an individual human being.
  2. Looking at the specific criteria the statute uses to define an 'agency or instrumentality'—being a separate legal entity, being state-owned, and having a particular citizenship status—the Court found these characteristics fit corporations and organizations naturally but applied awkwardly or not at all to individual people.
  3. The Court also noted that elsewhere in the statute, Congress specifically mentioned 'officials' and 'employees' by name whenever it wanted their conduct treated as equivalent to the foreign state's own conduct, which signaled that the bare term 'foreign state' was not meant to already include them.
  4. Turning to the law's history, the Court applied the principle that when Congress writes a statute against a backdrop of existing common-law rules, courts presume Congress meant to preserve those rules unless the statute clearly says otherwise; here, the Court found no clear sign Congress meant to fold officials' personal immunity into the statute alongside the immunity of states themselves.
  5. Because individual officials were rarely the subject of immunity disputes before the statute was passed, and Congress's stated purpose focused on foreign governments' commercial activities, the Court concluded the immunity of individual officials was simply not the problem Congress set out to solve when it wrote the law.

Doctrinal impact

Laws and provisions at issue

Foreign Sovereign Immunities Act of 1976

Federal law shielding foreign governments from most lawsuits in U.S. courts.

Torture Victim Protection Act

Federal law letting victims sue individuals who commit torture or killings under foreign government authority.

Alien Tort Statute

Federal law allowing foreign nationals to sue for certain violations of international law.

Supreme Court Opinion

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