OCTOBER TERM 2008 · DECIDED JANUARY 26, 2009

555 U.S. ___ · No. 08-5657

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Nelson v. United States

Reversed and remandedFinal ruling
federal sentencingsentencing guidelinescriminal justicedrug crimes

Per curiam

The Supreme Court summarily reversed a Fourth Circuit ruling that had upheld a drug-conspiracy defendant's 360-month sentence, finding the trial judge wrongly treated the Sentencing Guidelines range as presumptively the right sentence.

The decision reinforces that judges themselves -- not just appeals courts -- may never assume a Guidelines sentence is automatically reasonable, correcting a legal error the government itself admitted the lower court had made twice.

the sentencing court does not enjoy the benefit of a legal presumption that the Guidelines sentence should apply
Justice Per Curiam

The Court's core holding that trial judges may not presume a Guidelines sentence is reasonable.

How it got here: After an earlier remand in light of Rita, the Fourth Circuit again upheld the sentence without further briefing, and Nelson again sought Supreme Court review.

The Case in Depth

What happened

Lawrence Nelson was convicted of conspiring to distribute more than 50 grams of crack cocaine. At sentencing, the trial judge stated that Guidelines sentences are "presumptively reasonable" absent a good reason to depart, and sentenced Nelson to 360 months, the bottom of his Guidelines range. Nelson argued the judge had improperly treated the Guidelines range itself as presumptively correct rather than independently weighing the statutory sentencing factors for his individual case.

The question before the Court

Could a judge treat a sentence that falls within the federal Sentencing Guidelines as automatically reasonable when deciding how long to send someone to prison?

Why it matters

Federal defendants facing sentencing benefit from a rule that judges must genuinely weigh the individual case, not just default to the Guidelines number. This ruling reminds trial judges nationwide that leaning on a presumption of Guidelines-reasonableness at sentencing -- rather than only on appeal -- is legal error requiring resentencing.

What changes now

The case is sent back to the Fourth Circuit, which must send it back to the trial court for resentencing under the correct standard: the judge must independently weigh the statutory sentencing factors for Nelson individually, without presuming his Guidelines range is automatically the reasonable sentence. This is a final ruling on the legal question, though the ultimate sentence Nelson receives on remand remains to be determined.

What this does not decide

The Court did not decide what Nelson's correct sentence should be, only that the trial judge used the wrong legal standard. It also did not disturb the rule that appellate courts may still presume a properly calculated Guidelines sentence is reasonable when reviewing on appeal.

Concurrences and dissents

Concurrence — Justice Breyer

Justice Breyer, joined by Justice Alito, agreed only with the outcome -- granting certiorari, vacating the judgment, and remanding -- rather than joining the per curiam's full reasoning. He emphasized that the government's own concession that the Fourth Circuit erred, combined with the nature of that error, was enough to justify the remand.

How the Court got there

The legal reasoning, step by step

  1. The Court distinguished between an appellate-level presumption of reasonableness, which is permissible when courts of appeals review a properly calculated Guidelines sentence, and a trial-level presumption, which is not allowed under the Court's earlier decision in Rita v. United States.
  2. Under Rita, a sentencing judge must first calculate the Guidelines range and then independently decide, using the statutory sentencing factors in 18 U.S.C. § 3553(a), what sentence fits the individual defendant -- explaining any departure from the Guidelines range rather than assuming that range is already the reasonable answer.
  3. The Court noted that in Gall v. United States it had likewise held that sentencing judges 'may not presume that the Guidelines range is reasonable' when weighing the statutory factors.
  4. The Fourth Circuit had quoted this rule but nonetheless upheld the sentence because the trial judge had not treated the Guidelines as legally mandatory; the Court held that distinction beside the point, since the Guidelines can be non-mandatory yet still wrongly treated as presumptively reasonable.
  5. Reviewing the sentencing judge's own comments -- that a Guidelines sentence is the reasonable sentence absent a good reason to depart -- the Court concluded the judge had in fact applied the forbidden presumption, which is legal error under its precedents.

Doctrinal impact

Laws and provisions at issue

United States Sentencing Guidelines

Federal guidelines that recommend a sentencing range based on the crime and defendant's history.

18 U.S.C. § 3553(a)

Federal law listing factors judges must weigh when choosing an individual defendant's sentence.

Cases affected by this decision

Reaffirms Rita v. United States (551 U.S. 338)

Reaffirmed that only appellate courts, not sentencing judges, may presume a Guidelines sentence is reasonable.

Reaffirms Gall v. United States (552 U.S. 38)

Reaffirmed that district judges may not presume the Guidelines range itself is reasonable.

Supreme Court Opinion

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