OCTOBER TERM 2008 · DECIDED JUNE 25, 2009 · 5–4

557 U.S. 433 · No. 08-289 and 08-294

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Horne v. Flores

Reversed and remandedFinal ruling
English language learnersschool fundingfederal court orderseducation policyfederalism

Opinion of the Court by Justice Alito, joined by Justices Roberts, Scalia, Kennedy, and Thomas

The Supreme Court sent an Arizona school-funding case back to the lower courts, ruling that judges had focused too narrowly on whether the state increased a specific pot of money for English-learner programs instead of asking the bigger question of whether Arizona was meeting its obligations by other means.

The decision makes it easier for states bound by long-running federal court orders to get out from under them by pointing to policy changes, new teaching methods, and other reforms — not just dollar amounts — as proof they now comply with federal law.

Both of the lower courts focused excessively on the narrow question of the adequacy of the State’s incremental funding for ELL instruction instead of fairly considering the broader question whether, as a result of important changes during the intervening years, the State was fulfilling its obligation under the EEOA by other means.
Justice Alito

The majority's central criticism of how the lower courts analyzed Arizona's request for relief.

How it got here: A federal trial court repeatedly denied Arizona officials' requests for relief from a 2000 order, the Ninth Circuit affirmed, and the officials asked the Supreme Court to review that denial.

The Case in Depth

What happened

In 1992, English-language-learner students in Nogales, Arizona, and their parents sued the state, arguing it wasn't funding programs to help them learn English, violating a federal law requiring "appropriate action" to overcome language barriers. A federal court agreed in 2000 and later extended its order statewide, with fines imposed on the state for noncompliance.

The question before the Court

Could Arizona show that new teaching methods, federal law changes, and other reforms — not just increased funding — satisfied its legal duty to help students learn English?

Why it matters

School districts and states operating under old federal court orders gained a clearer path to argue for release from those orders based on non-funding reforms. Arizona's English-language-learner programs remain under judicial scrutiny, but the ruling signals that federal courts should be cautious about locking states into specific funding formulas for years after conditions change.

What changes now

The case returns to the federal trial court, which must hold further proceedings to determine whether Arizona is now fulfilling its legal duty to English-learner students through the new teaching methods, federal law changes, local management reforms, and funding increases the Supreme Court identified. The trial court must also reconsider whether the order should be limited to the Nogales district rather than applying statewide. This is a final merits ruling on the legal standard, but the ultimate factual determination is not yet resolved.

What this does not decide

The Court did not decide whether Arizona is actually now in compliance with the law — that factual question goes back to the trial court. It also did not rule that funding is irrelevant to the legal requirement, only that funding is one possible means among several for meeting the statute's demands.

Concurrences and dissents

How the Justices voted

Majority (1). Justice Alito (author).

Dissent (1). Justice Breyer (author).

Dissent — Justice Breyer

The problem with this basic criticism is that the State’s provision of adequate resources to its English-learning students, i. e., what the Court refers to as “incremental funding,” has always been the basic contested issue in these cases.Breyer's core objection that funding was never a side issue but the heart of the case.

Justice Breyer argued the lower courts had properly and thoroughly considered every changed circumstance the state raised, including new teaching methods and administrative reforms, and that funding was central because it was the actual basis of the original violation finding. He argued the majority's new 'institutional reform litigation' framework is incomplete, ignores established Rule 60(b)(5) principles like deference to trial courts and the burden on the moving party, and improperly second-guesses fact-based findings that two lower courts agreed on. He would have affirmed. Read the full dissent

How the Court got there

The legal reasoning, step by step

  1. The Court explained that Rule 60(b)(5) lets a party get relief from a court order when 'a significant change either in factual conditions or in law' makes continued enforcement no longer equitable — and this inquiry is separate from whether the original order's specific terms have been satisfied.
  2. Because the case involved a long-running court order regulating a core state government function (public education), the Court said judges must apply a flexible standard that weighs federalism concerns, including the risk that old orders bind current officials to policies chosen by their predecessors.
  3. The Court held that the key question is not whether the state matched the funding levels originally ordered, but whether the state is now taking 'appropriate action' to overcome language barriers by any effective means, since the underlying law does not mandate any particular funding method.
  4. Applying that standard, the Court found the lower courts had wrongly limited their review to incremental ELL funding levels, ignoring other evidence — a new teaching method, a major federal education law, local management reforms, and overall funding increases — that could show compliance.
  5. The Court concluded that because these changes were not properly considered, the case needed to go back to the trial court to determine whether Arizona now satisfies the statute through means other than the specific funding formula in the original order.
  6. The Court also found that a statewide expansion of the order was not adequately justified, since the underlying lawsuit and violation were tied only to one school district, and directed reconsideration of that scope on remand.

Doctrinal impact

Laws and provisions at issue

Equal Educational Opportunities Act of 1974 § 1703(f)

Requires states to take appropriate action to help students overcome language barriers in school.

Federal Rule of Civil Procedure 60(b)(5)

Lets a party ask a court to end or change an old order when enforcing it is no longer fair.

No Child Left Behind Act, Title III

Federal law setting goals and funding for teaching English-language learners nationwide.

Cases affected by this decision

Reaffirms Rufo v. Inmates of Suffolk County Jail (502 U.S. 367)

The Court relied on Rufo's flexible standard for deciding when changed circumstances justify modifying institutional court orders.

Reaffirms Frew v. Hawkins (540 U.S. 431)

The Court used Frew's principle that consent decrees must be limited to what federal law actually requires.

Supreme Court Opinion

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