OCTOBER TERM 2006 · DECIDED APRIL 18, 2007 · 6–3

550 U. S. ___ · No. 05-9264 · Argued November 7, 2006

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James v. United States

AffirmedFinal ruling
gun rightscriminal sentencingmandatory minimumsburglary lawrepeat offenders

Opinion of the Court by Justice Alito, joined by Justices Roberts, Kennedy, Souter, and Breyer

The Court ruled that attempted burglary, as Florida law defines it, counts as a "violent felony" that can trigger the Armed Career Criminal Act's mandatory 15-year prison sentence for repeat offenders caught with a gun.

The decision means people with attempted-burglary convictions face the same tough mandatory minimum as those convicted of completed burglary, based on the risk of a dangerous confrontation even when the break-in fails.

Attempted burglary poses the same kind of risk.
Justice Alito

The majority's core reasoning that failed break-ins carry similar danger as completed burglaries.

How it got here: A federal district court ruled the attempted burglary conviction qualified as a violent felony; the Eleventh Circuit affirmed; the Supreme Court agreed to review the case.

The Case in Depth

What happened

Alphonso James pleaded guilty to illegally possessing a firearm after previous felony convictions, one of which was for attempted burglary of a dwelling under Florida law. Federal prosecutors argued this attempted burglary, along with two drug convictions, triggered a 15-year mandatory minimum sentence under a federal law aimed at armed repeat offenders. James argued attempted burglary should not count as a "violent felony" under that law.

The question before the Court

Does an attempted burglary conviction count as a "violent felony" that triggers a mandatory 15-year prison term under the federal Armed Career Criminal Act?

Why it matters

Defendants with prior attempted burglary convictions who are later caught possessing a firearm as felons will face a mandatory 15-year minimum sentence, just as if their burglary attempt had succeeded. Federal judges nationwide gain a somewhat clearer, though still contested, framework for deciding which unlisted crimes trigger this severe sentencing enhancement.

What changes now

This is a final decision on the merits resolving James's individual sentencing challenge, and the Eleventh Circuit's judgment affirming his 15-year sentence stands. The ruling also guides how lower courts will classify other, similarly-structured attempt offenses under the residual provision going forward, though the dissents predicted continued difficulty and unpredictability in applying that provision to other crimes not specifically listed in the statute.

What this does not decide

The Court decided only that Florida's specific version of attempted burglary, which requires an overt act toward entering a structure, qualifies — it did not decide how broader or vaguer attempt statutes in other states should be treated, nor did it resolve how risky "extortion" is compared to other listed crimes.

Concurrences and dissents

Dissent — Justice Scalia

The Court prefers to keep them guessing.Scalia's criticism that the majority's approach leaves offenders without clear notice of what conduct triggers the harsh sentence.

Justice Scalia argued the Court's case-by-case, ad hoc approach gives lower courts no real guidance for future cases. He would instead require that any unlisted crime pose at least as much risk as the least dangerous listed crime, which he determined was burglary (after also defining extortion narrowly). Applying that yardstick, he concluded attempted burglary is categorically less risky than completed burglary because the danger of entering the home itself is absent, so it should not qualify as a violent felony.

Dissent — Justice Thomas

Justice Thomas dissented on a different ground, reiterating his view from Shepard v. United States that using judge-found facts about prior convictions to increase a mandatory minimum sentence raises unconstitutional issues under Apprendi v. New Jersey. He believed the entire exercise of classifying James's prior conviction under this scheme was constitutionally improper.

How the Court got there

The legal reasoning, step by step

  1. The Court first asked whether the law's catch-all "residual provision" — covering crimes that otherwise involve conduct presenting a serious potential risk of physical injury — categorically excludes attempt crimes just because a different clause of the same law separately lists attempts. The Court found no such exclusion in the statute's text.
  2. The Court rejected the argument that a legal principle called ejusdem generis (reading a general phrase to include only things like the specific examples before it) required the residual provision to cover only completed crimes, since even one of the enumerated crimes, explosives offenses, could include an unsuccessful attempt.
  3. The Court then applied the 'categorical approach,' the method used elsewhere under this law, which looks only at the elements of the crime as generally defined, not the specific facts of the defendant's own case, to decide whether attempted burglary is inherently risky.
  4. Comparing attempted burglary to completed burglary, its closest listed counterpart, the Court reasoned that the danger in burglary comes mainly from the chance of a confrontation with someone who interrupts the crime — a risk that is just as present, and maybe greater, during an attempt, since interruption is often what turns a completed burglary into a failed one.
  5. The Court concluded that because the ordinary case of attempted burglary carries this same serious potential risk of physical injury, it satisfies the residual provision even though not every single case of attempted burglary poses a real danger.

Doctrinal impact

Laws and provisions at issue

Armed Career Criminal Act § 924(e)(2)(B)(ii)

Federal law setting a 15-year minimum sentence for armed repeat offenders with prior violent felonies.

18 U.S.C. § 922(g)(1)

Federal law making it a crime for convicted felons to possess a firearm.

Cases affected by this decision

Reaffirms Taylor v. United States (495 U. S. 575)

The Court relies on Taylor's definition of generic burglary and its categorical approach to classify prior crimes.

Supreme Court Opinion

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James v. United States | SCOTUS Reporter