OCTOBER TERM 1984 · DECIDED MARCH 19, 1985

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First National Bank of Atlanta v. Bartow County Board of Tax Assessors

AffirmedFinal ruling
bank taxationtax-exempt bondsstate and local taxesfederal tax immunity

Opinion of the Court by Justice Blackmun

The Court ruled that Georgia could tax bank shares while allowing banks to deduct only a proportional share of their tax-exempt federal bonds from net worth, rather than requiring a full, dollar-for-dollar deduction.

The decision settles a question left open two years earlier about how far the federal tax exemption for U.S. government bonds must go, and it lets states keep using bank-share taxes without letting banks use federal bonds to shelter their other taxable assets.

The tax exemption required by the Constitution and § 3701 is not a tax shelter.
Justice Blackmun

The Court's summary of why a partial, proportional deduction is enough to satisfy the federal exemption for U.S. bonds.

How it got here: Georgia's courts upheld a partial deduction for federal bonds on remand after the Supreme Court sent the case back in light of an earlier ruling; the bank appealed again.

The Case in Depth

What happened

Georgia taxed bank shares based on a bank's net worth but did not let banks subtract the value of U.S. government bonds they held. A bank in Atlanta, along with two other banks, argued this violated a federal law and the Constitution's protection for federal bonds from state taxation. Georgia's courts eventually allowed banks to deduct only the portion of their assets attributable to federal bonds, not the bonds' full value.

The question before the Court

When a state taxes bank shares based on net worth, must it let a bank subtract the full value of its tax-exempt federal bonds, or can it subtract only a proportional share?

Why it matters

Banks nationwide that hold U.S. Treasury securities will continue to owe state property taxes calculated with only a partial deduction for those bonds, rather than being able to erase a much larger share of their tax bill by holding federal bonds. States that tax banks based on the value of their shares can keep doing so without losing significant revenue to this kind of tax-sheltering strategy.

What changes now

This is a final merits decision resolving the question left open in the Court's earlier ruling on bank-share taxes. Georgia's tax scheme, as interpreted to allow only a proportional deduction, stands, and the bank's challenge is over. Other states that tax banks on their share value can structure similar proportional-deduction rules without running afoul of the federal exemption for U.S. bonds.

What this does not decide

The Court did not decide whether a bank could get a full deduction by proving its federal bonds were purchased specifically out of capital stock or surplus rather than through debt-financed assets — the Georgia courts had left that separate question open, and this opinion does not resolve it.

Concurrences and dissents

How the Justices voted

Majority (1). Justice Blackmun (author).

How the Court got there

The legal reasoning, step by step

  1. The Court explained that a 1959 addition to the federal exemption statute for U.S. bonds only clarified which kinds of state taxes must exempt federal bonds — it did not decide how large that exemption has to be, so a separate line of cases controlled that question.
  2. Looking at earlier decisions, the Court found that a 1930 ruling requiring a full, unreduced deduction for federal bonds had been effectively abandoned in later cases, which instead allowed states to require tax-exempt bonds to bear their fair share of a taxpayer's ordinary liabilities and expenses.
  3. Applying that fair-share principle, the Court reasoned that a bank's federal bonds are partly financed by the bank's debts (liabilities), not entirely by its net worth, so subtracting the bonds' full value from net worth would remove more from the tax base than the bonds actually represent.
  4. The Court found nothing in the sparse history behind the 1959 statutory change suggesting Congress meant to require a full deduction; Congress had approved a similar proportional deduction for insurance companies just months earlier, undercutting any inference that it intended something stricter for banks.
  5. The Court concluded that a proportional deduction, which excludes federal bonds from the tax base only to the extent they are actually reflected in net worth, satisfies both the Constitution's protection for federal bonds and the federal statute, because it shields the bonds from taxation without also sheltering the bank's other taxable assets.

Doctrinal impact

Laws and provisions at issue

Rev. Stat. § 3701 (31 U.S.C. § 742, 1976 ed.)

Federal law exempting U.S. government bonds and notes from state and local taxation.

Intergovernmental tax immunity doctrine

Constitutional principle limiting how states can tax federal government property or obligations.

Cases affected by this decision

Overrules Missouri ex rel. Missouri Ins. Co. v. Gehner (281 U. S. 313)

Its rule requiring a full deduction for federal bonds is no longer followed; the Court adopted the dissent's view instead.

Distinguishes Schuylkill Trust Co. v. Pennsylvania (296 U. S. 113)

That case struck down a deduction scheme because it discriminated against federal bonds, not because partial deductions are always invalid.

Reaffirms United States v. Atlas Life Ins. Co. (381 U. S. 233)

Its approval of a proportional deduction for insurers' tax-exempt interest supports allowing a similar deduction here.

Reaffirms Denman v. Slayton (282 U. S. 514)

Its rule that tax-exempt income can be required to bear a fair share of related burdens supports the proportional deduction.

Supreme Court Opinion

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