OCTOBER TERM 1966 · DECIDED MARCH 20, 1967

386 U.S. 345 · No. 823

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O'BRIEN v. United States

Vacated and remandedProcedural ruling
wiretappingcriminal convictionscustoms smugglinggovernment surveillance

Per curiam

The Supreme Court, without explanation, threw out the smuggling convictions of two men and ordered a completely new trial after learning federal agents had secretly recorded one defendant talking about his case.

The move followed the same approach the Court had taken in a similar earlier case, even though the government's own lawyers had only asked for a hearing on the recordings, not a full do-over — prompting a sharp dissent.

How it got here: The Sixth Circuit had addressed the men's convictions; they sought Supreme Court review, and the Solicitor General separately disclosed secret recordings involving one defendant.

The Case in Depth

What happened

Charles O'Brien and Thomas Parisi were convicted of illegally removing merchandise — including marble slabs, a marble statue, and valves — from a bonded customs storage area. After their conviction, the government disclosed that federal agents had secretly recorded a conversation involving O'Brien about his upcoming trial, using a hidden microphone in an acquaintance's business.

The question before the Court

After agents secretly recorded a man awaiting trial on smuggling charges, should his conviction be thrown out entirely for a new trial, or just sent back for a hearing on whether the recordings mattered?

Why it matters

The ruling meant the government had to decide whether to retry two men from scratch over recordings that, by the Justice Department's own account, were never even shown to the prosecutors. It illustrates how the Court handled a wave of secret-recording disclosures in the 1960s, sometimes ordering full retrials even when prosecutors argued a narrower fix would do.

What changes now

The case returns to the federal trial court in Michigan. The government can choose to retry O'Brien and Parisi from scratch, or drop the charges. The order does not resolve whether the secret recordings actually affected the fairness of the original trial — that question was never given the hearing the dissent thought necessary before ordering any retrial.

What this does not decide

The Court did not explain why a full new trial, rather than just a hearing on the recordings, was warranted, and it did not decide whether the secretly recorded conversations actually affected the fairness of the original convictions.

Concurrences and dissents

Dissent — Justice Harlan

The Court's action puts the cart before the horse.Harlan's objection to ordering a new trial before determining whether secret recordings tainted the conviction.

Justice Harlan argued the Court was putting 'the cart before the horse' by ordering a full new trial before any hearing determined whether the secret recordings actually tainted the convictions. He noted the recordings were peripheral, never shown to prosecutors, and that even the Solicitor General had only asked for a hearing, not a retrial. He would have denied certiorari but remanded only for a hearing on the eavesdropping's effects.

How the Court got there

The legal reasoning, step by step

  1. The Court treated the case as governed by its recent handling of a similar secret-recording disclosure in Black v. United States, where it had also vacated a conviction and ordered a new trial rather than a narrower hearing.
  2. Without spelling out its reasoning, the Court concluded that the discovery of secret government recordings involving a defendant warranted undoing the conviction entirely rather than simply holding a hearing on whether the recordings had tainted the case.
  3. The Court granted review, vacated the convictions, and sent the case back for a new trial if the government chose to pursue one.

Doctrinal impact

Laws and provisions at issue

18 U.S.C. § 549

Federal law making it a crime to remove goods from customs-supervised storage without authorization.

Cases affected by this decision

Reaffirms Black v. United States (385 U. S. 26)

The Court followed its earlier approach in Black by again vacating a conviction and ordering a new trial over secret recordings.

Supreme Court Opinion

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O'BRIEN v. United States | SCOTUS Reporter