OCTOBER TERM 1964 · DECIDED JUNE 7, 1965 · 6–2

380 U.S. 609 · No. 202 · Argued March 9, 1965

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Griffin v. California

ReversedFinal ruling
right to remain silentself-incriminationcriminal trialsjury instructionsdeath penalty case

Opinion of the Court by Justice Douglas, joined by Justices Black, Clark, Brennan, and Goldberg

The Supreme Court ruled that prosecutors and judges cannot tell a jury it may treat a defendant's decision not to testify as evidence of guilt, striking down a California rule that allowed exactly that.

The decision extended the Fifth Amendment's protection against self-incrimination, which the Court had only recently applied to the states, to bar this kind of courtroom commentary nationwide.

It is a penalty imposed by courts for exercising a constitutional privilege. It cuts down on the privilege by making its assertion costly.
Justice Douglas

Explaining why letting juries treat silence as evidence of guilt unconstitutionally punishes exercising the right not to testify.

How it got here: The California Supreme Court affirmed the murder conviction and death sentence; the U.S. Supreme Court then agreed to review the case.

The Case in Depth

What happened

A California man was convicted of first-degree murder after choosing not to testify about his guilt (though he testified later at a separate penalty trial). Under California's constitution, the trial judge told jurors they could count his silence against him, and the prosecutor emphasized in closing argument that the defendant alone would know key facts about the killing but had not taken the stand to explain them.

The question before the Court

Can a prosecutor or judge tell a jury it may hold a defendant's silence at trial against him without violating his constitutional right against self-incrimination?

Why it matters

Criminal defendants nationwide gained a concrete courtroom protection: prosecutors can no longer argue to a jury that a defendant's silence suggests guilt, and judges can no longer instruct juries that they may draw that inference. States like California that had allowed such comment had to abandon the practice, changing how prosecutors argue cases and how judges instruct juries in every state.

What changes now

The case is reversed, meaning the defendant's conviction and death sentence cannot stand as decided. The ruling is a final decision on the merits, not a temporary order, and it immediately barred prosecutorial comment and adverse-inference jury instructions about a defendant's silence in every state, not just California. The Court left open whether a defendant is entitled to an instruction affirmatively telling the jury to disregard his silence.

What this does not decide

The Court expressly reserved the separate question of whether a defendant can require the judge to instruct the jury that his silence must be disregarded entirely, rather than merely barring adverse comment and adverse-inference instructions.

Concurrences and dissents

Concurrence — Justice Harlan

Justice Harlan agreed the outcome was compelled by the Court's recent ruling applying the Fifth Amendment fully to the states, but said he would not have extended the no-comment rule to the states on his own. He criticized the incorporation doctrine generally, arguing it removes flexibility from states to handle procedural matters like this one, and voiced hope the Court would eventually retreat from that approach.

Dissent — Justice Stewart

I think that the Court in this case stretches the concept of compulsion beyond all reasonable bounds, and that whatever compulsion may exist derives from the defendant's choice not to testify, not from any comment by court or counsel.Stewart's central objection that the majority found compulsion where none actually existed.

Justice Stewart argued that no real compulsion to testify existed here because juries would naturally notice and draw conclusions from a defendant's silence regardless of any comment, and the challenged instructions actually protected defendants by limiting how far the jury could go. He would have let California continue commenting on a defendant's silence as a legitimate, carefully cabined state policy choice, noting it was endorsed by legal organizations and scholars.

How the Court got there

The legal reasoning, step by step

  1. The Court first noted that in federal trials, a specific federal statute already barred prosecutors from commenting on a defendant's silence, and asked whether the same result was constitutionally required in state trials under the Fifth Amendment's protection against self-incrimination, which the Court had just applied to the states in a recent decision.
  2. The Court reasoned that letting a prosecutor comment on silence and letting a judge instruct the jury it may treat that silence as evidence functions like introducing evidence without a formal offer of proof — the prosecutor's comment and the court's approval effectively put the defendant's silence before the jury as proof of guilt.
  3. The Court characterized this practice as a holdover from the older 'inquisitorial' method of criminal justice, in which the accused was expected to answer for himself, a method the Self-Incrimination Clause was designed to reject in favor of leaving the burden entirely on the prosecution.
  4. The Court concluded that instructing a jury it may infer guilt from silence functions as a penalty for exercising the constitutional right not to testify, because it makes asserting that right more costly by turning it into evidence against the defendant.
  5. Applying this reasoning, the Court held that the Fifth Amendment — binding on the states through the Fourteenth Amendment — forbids both prosecutorial comment on a defendant's failure to testify and jury instructions treating that silence as evidence of guilt.

Doctrinal impact

Laws and provisions at issue

Fifth Amendment Self-Incrimination Clause

Protects a person from being forced to testify against himself in a criminal case.

Fourteenth Amendment

Extends federal constitutional protections, including the Fifth Amendment privilege, to apply against state governments.

Cases affected by this decision

Reaffirms Malloy v. Hogan (378 U.S. 1)

Relies on this recent ruling applying the Fifth Amendment's self-incrimination protection fully to the states.

Distinguishes Wilson v. United States (149 U.S. 60)

Notes this earlier case barred comment on silence in federal trials based on a statute, not directly the Fifth Amendment.

Supreme Court Opinion

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